BWA 2021 transition to Pershing and Cadaret, Grant & Co., Inc.
We are moving all accounts to Pershing and Cadaret, Grant & Co., Inc. Call to get your DocuSign documents emailed to you. The transfer process takes a max of 10 business days from start to finish AFTER you sign your DocuSign documents.
ALL ACCOUNTS ARE "UNASSIGNED" * see above.
Previous firm will not do any buys or exchanges. They will only sell holdings and send checks to your address of record.
No bank wires or ACH's even if you had them on file before.
On individual accounts it will say "HouseAccount" .....nice spacing and have an 800 number and a San Diego address.
Fast Facts — Cadaret, Grant & Co., Inc. *Click to Open/Print
Cadaret, Grant & Co, Inc. is one of 5 broker dealers owned by Atria Wealth Solutions.
Cadaret Grant is a broker-dealer who provides us with the platform we need to effectively run our business. Broker-dealers are a person or firm in the business of buying and selling securities on behalf of its customers.
Cadaret Grant does not offer any proprietary investments and does not use quotas or sales contests for use of specific company-based investment products. Since Cadaret is not a bank, they do not hold client assets; instead, they have a custodial agreement with a third party, BNY Mellon Pershing. BNY Mellon Pershing is one of the largest custodians in the financial services industry alongside Fidelity, Charles Schwab and TD Ameritrade.
For more about Atria: https://www.atriawealth.com/advisors/ or their companies:
** To view your new accounts.**
There is also an App on the App store for your phone or Ipad.
**To view consolidated accounts if you have non-advisory accounts (Brokerage, Variable Annuities or 529 plans)**
